Shelley Dong, CFA

Chief Executive Officer

Shelley Dong co-founded Ninth Eternity Securities and currently serves as the Co-Chief Executive Officer of the company. She previously served as Vice President of Risk Management at Goldman Sachs, Investment Manager at Mizuho International, and Trader at Saxon Financials in London. Ms Dong began her career as an Analyst at Thayer Brook, a quantitative hedge fund with the backing of one of the largest Japanese banking groups. Before entering into the financial industry, she was a researcher at Imperial College. Ms Dong received her Master of Philosophy from Imperial College London, and Bachelor of Engineering from Peking University of Aeronautics and Astronautics. She is also a CFA charter holder and holds FINRA Series 7, 24, 63, and 79 Registrations.

Steven Qian

Principal

Steven Qian entered Wall Street after receiving his Ph.D. from Princeton University. His 25-year investment management career includes working as portfolio manager of convertible and high yield bonds within Citi Group, and Managing Director at world top hedge funds Fortress and Citadel. Afterwards he also held senior management positions as Managing Director of Asia Investment at Lehman Brothers and as Head of the Asia Capital Markets at Cowen Group. Mr. Qian received his Ph.D. of Mechanical and Aerospace Engineering from Princeton University, and Bachelor of Thermal Engineering from University of Science and Technology of China and currently holds FINRA Series 3, 7, 24, 63, 66 and 79 Registrations.

Steve Solano

Chief Compliance Officer

Steve Solano is a highly respected regulatory Compliance Officer with more than 34 years of experience in the securities industry. He has held senior management positions in a number of retail and institutional broker-dealer firms, investment banks, and market makers including Credit Agricole, SG Cowen, Calyon, Natixis Securities and Standard Chartered Bank. In addition, he has held senior positions in Federal Registered Investment Advisors and Commodity Futures Trading Commission/NFA registered Futures companies such as Evolution Markets Futures.

Throughout his career, Mr. Solano has participated in numerous audits involving regulatory agencies including SEC, FINRA, CFTC, NFA and FinCEN, OFAC as well as many federal and state regulatory institutions. He Currently holds FINRA Series 4, 7, 9, 10, 24, 55, 63, and 65 licenses.

Andrew Schacher

FINOP